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Compliance Analyst Salary in Charlotte, NC

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Motion Recruitment, Charlotte
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Technical Analyst
Innova solutions, Charlotte
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Sr. Accounting Analyst - Controls
Sherpa | Recruiting, Staffing & Consulting, Charlotte
Compensation: To $100K.Job Overview - Senior Accounting Analyst - Controls - 32817Exciting Opportunity for CPA Professionals in Public Accounting! Join our Charlotte-based client's innovative team and be part of a company that's redefining the industry. Apply now!Perks for Top Talent:Tailored professional growth and mentorship Elite networking opportunities Flexible work arrangements Gourmet onsite dining with Starbucks Comprehensive benefits packageAre you a driven CPA professional with a knack for finance and a passion for excellence? We're seeking a Senior Accounting Analyst - Controls to spearhead internal control compliance, policy creation, corporate reconciliations, and month-end close activities. Collaborate with top industry leaders and play a pivotal role in driving process innovation.Responsibilities:Conduct monthly and quarterly internal control testing Standardize internal policies and processes through documentation and flowcharts Analyze risks and ensure compliance with accounting standards Drive process improvements and assist in month-end close activitiesRequired Qualifications:Bachelor's degree in Accounting CPA certification or currently pursuing designation 3-4+ years of accounting/finance experience Proven experience with SOX compliance testing & internal controlsStep into the forefront of our industry-leading client and unlock unprecedented avenues for professional advancement.Elevate your career journey with Sherpa. Don't miss out - apply now!About Our ProcessWe will notify you if you are selected as a candidate for this role. If not, but you fit our specializations, we'll consider you for future openings, and encourage you to apply for other Sherpa roles you're qualified for/interested in.Candidates for all Sherpa opportunities must be authorized to work in the United States.Sherpa is an Equal Opportunity Employer.Visit our Website
Senior Business Systems Analyst, Trading
Ameriprise Financial, Charlotte
Join us in a dynamic, technically sophisticated trading organization as a Business Line Systems Analyst supporting equity and options trading operations. In this role, you'll be pivotal in enhancing key processes, systems, and controls, taking charge of project analysis, requirements gathering, and ensuring alignment with business, vendor, and technology partners for seamless delivery and implementation. Utilize your exceptional organizational skills to manage projects, perform data and reporting analysis, and provide comprehensive, timely documentation and communications.Key ResponsibilitiesAccountable for planning and leading the project analysis efforts to ensure the successful delivery and implementation.Facilitate requirement gathering and alignment with business, technology, vendor, and compliance partners.Tracking key data elements and providing timely and accurate reporting documents and project team communicationLiaison between the business leadership, staff, technology, compliance, and cross commitsSolve complex system and system-related problems, resulting in problem resolution and issue documentation.Identify business requirements responsible for implementing new and existing investment related product change.Strong organizational skills with ability to support multiple complex projects concurrently.Provide system support and vendor relationship management for assigned third party vendor.Have competent system knowledge; includes proficient system architecture and design.Required QualificationsBachelor's Degree or equivalent experience5-7 years of relevant experience in the financial services industryKnowledgeable with securities trading processes, tools, or other relevant work experience1-2 years experience as a business systems analyst or similar rolePreferred QualificationsKnowledge of equity and option order entry and trading.Knowledge of order management systemsProven experience leading collaborative cross-organizational efforts to driving results.Strong analytical and problem-solving skills using data to identify trends and issues.History of working within a highly regulated environmentStrong verbal, written and presentation skills with the ability to summarize complex concepts into concise senior leadership communications.Experience working with Advisor practices and handling escalations effectively or relevant customer service experience.Ability to think strategically, while being able to implement tactical plans.Series 7 licensedAbout Our CompanyWe're a diversified financial services leader with more than $1 trillion in assets under management and administration. Our team of 20,000 people in more than 20 countries advise, manage and protect the assets and income of more than 2 million individual, small business and institutional clients. We are a long-standing leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial Services, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.Full-Time/Part-TimeFull timeExempt/Non-ExemptExemptJob Family GroupBusiness Support & OperationsLine of BusinessCLEAR ClearingPDN-9be1722d-4a4b-490e-a30f-abcbe037696c