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Financial Advisor Salary in Charlotte, NC

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Financial Services Representative
Ameriprise Financial, Charlotte
Leverage your best in class customer service skills as first point of contact for our clients, advisors, and business partners in a fast-paced customer focused environment.Receive business training to serve as the first point of contact for advisors and their clients, relationship partners, or directly for clients, regarding service issues, requests, policies, procedures, account information, and self-service issues. Communicate directly with clients and advisors to research questions, open issue resolution cases, and resolve minor problems over the phone. Educate clients and advisors on the company's systems, processes, and policies. Additionally, we'll support your professional development through a paid company sponsored training program to attain FINRA SIE, FINRA Series 7 & Series 63 licenses.Key ResponsibilitiesActively engaged to excel in an online preparation for the FINRA SIE, FINRA Series 7 and Series 63 licensing exams. This includes having the discipline to maintain the appropriate study schedule and understand the course content.Interact directly with customers, predominately via a high-volume, in-bound phone queue, to provide accurate and timely resolution for money movement, trade, and service requests while utilizing appropriate internal computer applications to meet or exceed service goals. May enter trade or money movement requests on behalf of the customer.Serve as a resource for customers on company or product policies and systems and troubleshoot usability issues raised by customers as well as provide education to customers to facilitate efficient self-service.Effectively leverage available resources to aid in making good decisions for different courses of action, act with a clear sense of ownership, follow through on commitments, escalate to avoid missing a deadline, learn quickly when facing new situations to positively impact customer effort and overall service experience.Translate feedback into accountable results to improve processes, efficiency targets, and caller experience based on guidance from peers, coaches, and/or leaders.Respond directly to information requests initiated by customers utilizing a variety of systems. Provide information to clients or other relationship partners, and work with appropriate internal partners to resolve any outstanding question(s).Required QualificationsEducation: High school or GED.0 to 1 years relevant experience required.*Post-secondary education and relevant work experience may be interchanged to meet the combined total years of minimum required qualifications for education and experience.Excellent customer service skills.Ability to explain complex policies or concepts in a straightforward, easy-to-understand manner.Strong written and spoken communication skills. Demonstrated skill troubleshooting and identifying root causes and resolving issues.Demonstrated ability managing multiple priorities in a fast-paced environment. Willingness to obtain FINRA SIE, FINRA Series 7 and Series 63 registrations through our company-paid training.Ability to pass a pre-employment background verification and U-4 FINRA verification.Willingness to focus on the licensing study expectations.Preferred QualificationsPrevious customer service experience.Product-specific or financial services industry experience.About Our CompanyWe're a diversified financial services leader with more than $1 trillion in assets under management and administration. Our team of 20,000 people in more than 20 countries advise, manage and protect the assets and income of more than 2 million individual, small business and institutional clients. We are a long-standing leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial Services, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.Full-Time/Part-TimeFull timeExempt/Non-ExemptNon-ExemptJob Family GroupClient ServiceLine of BusinessSERVD Service DeliveryPDN-9bb5308b-1928-48a3-967a-6d3936f6baa9
State Street Global Advisors - Broker Dealer Regional Consultant (NC/SC), VP
State Street, Charlotte
We are currently hiring for a leadership role within State Street Global Advisors Americas Wealth Group. In this role, you will work with a team of external and internal wholesalers in an effort to build relationships with top financial advisors in the Broker Dealer Channel as well as provide valuable client solutions to assist advisors in growing their business using State Street's investment products. You should be recognized as a reliable and trusted advisor and champion the Americas Wealth Group agenda. The position will be based out of Charlotte, NC.As a Broker Dealer Regional Consultant:You will personally own key client and strategic partner relationships as a member of the Americas Wealth Group. The position will cover National, Independent and Regional Broker Dealers across the NC/SC market.You will identify the needs of our clients varying business practices and regularly provide meaningful market insights, product information, investment ideas and sales support.You will have a keen investment acumen and operate as an expert on State Street Global Advisors & SPDR ETFs portfolio management expertise, maintaining a deep knowledge of positioning, holdings and investment results. You will effectively educate clients and prospects on our product line's features and benefits and what differentiates us from our competitors.You will cultivate new and existing relationships, driving Net New Revenue and Net New Assets with the highest areas of concentrated wealth within the channel.You will be responsible for leading and coordinating travel throughout the Region with various partner firms and index providers including the World Gold Council, DoubleLine Capital, Blackstone Credit, Nuveen, MSCI, and S&P.You will build and maintain relationships with key internal business partners, including Internal Sales, Marketing, Research, and Client Enablement Teams to effectively deliver SSGA and SPDR ETF resources to clients, including comparative analytics, capital markets insights and actionable investment ideas.You will partner with an Internal Sales Team to effectively deliver SPDR ETF and State Street Global Advisor resources to clients, including comparative analytics, capital markets insights and actionable investment ideas.You will facilitate an understanding of State Street Global Advisors and its strategy and priorities.You will mentor and groom internal peers on the team.You will deliver risk excellence and comply with the sales supervision culture that demonstrates and promotes the highest ethical standards.You will demonstrate initiative to continuously hone sales skills and pursue professional development.These skills will help you succeed in this role:Bachelor's degree requiredSeries 7 and 63 licensedInvestment industry designations such as Chartered Financial Analyst (CFA) or Certified Investment Management Analyst (CIMA) desiredMinimum 7 years of experience in the investment management industry with 5 years in Sales/Business DevelopmentStrong technical ability and investment acumenStrong product knowledge of ETFs, mutual funds, separate accounts and related productsSelf-motivated individual that can work both independently and within a team structureDemonstrates integrity, dedication to excellence and motivation to succeedStrong leadership skillsExtraordinary verbal and written communication and sales presentation skillsAbility to learn and adapt quickly while applying creativityAre you the right candidate? Yes!We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don't necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.About State Street Global AdvisorsWhat We Do. As the asset management arm of State Street Corporation, State Street Global Advisors has served the world's governments, institutions and financial advisors for over four decades. With a rigorous, risk-aware approach built on research, analysis and market-tested experience, we build from a breadth of active and index strategies to create cost-effective solutions. As stewards, we help portfolio companies see that what is fair for people and sustainable for the planet can deliver long-term performance. And, as pioneers in index, ETF, and ESG investing, we are always inventing new ways to invest. As a result, we have become one of the world's largest asset managers with trillions of dollars under our care.Our Mission. At State Street Global Advisors our mission is to invest responsibly to enable economic prosperity and social progress. We are driven by a desire to help our clients, and those who rely on them, achieve a better future. We have a long history of developing innovative investment strategies to provide our clients with reliable and transparent returns, cost-effectively, and without excessive risk.Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You'll have access to Flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.Inclusion, Diversity and Social Responsibility. We truly believe our employees' diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.State Street is an equal opportunity and affirmative action employer.Company: State Street Global AdvisorsSalary Range: $100,000 - $167,500 AnnualThe range quoted above applies to the role in the primary location specified. If the candidate would ultimately work outside of the primary location above, the applicable range could differ.
Senior Investment Advisor
Ascendo Resources, Charlotte
Must have exisiting book of business or 5+ years experience. As an investment advisor, your primary role is to provide personalized financial advice and guidance to clients regarding investment opportunities and portfolio management strategies. Your responsibilities may include:Assessing Clients' Financial Goals: Understand clients' financial objectives, risk tolerance, investment preferences, and time horizon to develop tailored investment strategies.Conducting Investment Research: Stay updated on market trends, economic indicators, and investment products to identify potential opportunities and risks for clients.Creating Investment Plans: Develop comprehensive investment plans that align with clients' goals, incorporating asset allocation, diversification, and risk management strategies.Recommending Investment Products: Recommend specific investment products such as stocks, bonds, mutual funds, ETFs, or alternative investments based on clients' needs and objectives.Monitoring Portfolios: Regularly review and rebalance clients' investment portfolios to ensure they remain aligned with their financial goals and risk tolerance.Providing Financial Education: Educate clients about investment principles, market dynamics, and the rationale behind investment recommendations to empower them to make informed decisions.Maintaining Regulatory Compliance: Adhere to regulatory requirements and ethical standards set by relevant governing bodies such as the Securities and Exchange Commission (SEC) or the Financial Industry Regulatory Authority (FINRA).Building Client Relationships: Cultivate long-term relationships with clients by providing exceptional service, demonstrating expertise, and offering ongoing support and guidance.Continuously Learning: Stay abreast of industry developments, emerging technologies, and best practices in investment management to enhance your skills and knowledge.Achieving Performance Targets: Meet or exceed performance targets such as asset under management (AUM) growth, client retention, and revenue generation to contribute to the success of the advisory firm.
Senior Financial Advisor
Ascendo Resources, Charlotte
The ideal candidate will deliver personalized investment solutions to help clients work toward their long-term financial goals. They should be be comfortable creating financial plans and cross checking work to ensure complete accuracy of information. ResponsibilitiesProvide financial planning support to clientsSupport investment professionals to cultivate client relationshipsPrepare financial plans and check their accuracyQualificationsBachelor's degree in Finance or related field5+ years' of industry experienceStrong understanding of the investment businessExcellent interpersonal skillsMust have $25mm AUM Must have a book of business you're able to transfer
Experienced Financial Advisor
Cetera Financial Group, Charlotte
Help your clients follow their dreams, while you create a stronger future for yourself as a financial representative with Cetera Investors. You will provide financial planning, financial advice, investment management service and guidance to your clients as they pursue their financial objectives.Why We Think You'll Like It HereOur team of forward-thinkers is building the future of independent financial advice with a unique Advice-Centric Experience®. If you love a challenge, this is the environment for you. Make a difference in your community and your life with Cetera Investors.What you needFINRA Series 7 and Series 66 or Series 65 and 63State Life and Health Insurance licenseSelf-Sourced Book of business3+ years of financial services experience, self-sourced book of businessExceptional interpersonal and relationship building skillsWhat you will doRecommend solutions to your clients for their investment needsCollaborate with others in developing presentations delivered in group settings or one-on-oneKeep in touch with clients to ensure that they have the right products for their current needsCreate referral opportunities and build a referral-based practiceDetermine the course for your career in terms of financial objectivesUnderstand and comply with all aspects of Cetera policies and practices, laws and regulations governing the duties and responsibilities of product salesMaintain all necessary licenses and registrations as requiredAbout Cetera Financial Group and Cetera InvestorsCetera Financial Group® ("Cetera") is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families and company retirement plans across the country through trusted financial advisors and financial institutions. Cetera is the second-largest independent financial advisor network in the nation by number of advisors, as well as a leading provider of retail services to the investment programs of banks and credit unions.Through its multiple distinct firms, Cetera offers independent and institutions-based advisors the benefits of a large, established broker-dealer and registered investment adviser, while serving advisors and institutions in a way that is customized to their needs and aspirations. Advisor support resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative technology.Cetera Financial Group is committed to providing an equal employment opportunity for all applicants and employees. For us, this is the only acceptable way to do business. Accordingly, all employment decisions at the Cetera Financial Group, including those relating to hiring, promotion, transfers, benefits, compensation, and placement, will be made without regard to race, color, ancestry, national origin, citizenship, age, physical and/or mental disability, medical condition, pregnancy, genetic characteristics, religion, religious dress and/or grooming, gender, gender identity, gender expression, sexual orientation, marital status, U.S. military status, political affiliation, or any other class protected by state and/or federal law.Please Note: Cetera does not accept unsolicited Agency resumes. Any unsolicited resumes received from Agencies will be considered property of Cetera unless specifically requested by Human Resources. Unsolicited resumes will be ineligible for referral fees.
Financial Planner
Ascendo Resources, Charlotte
Responsibilities:Client Assessment: Meet with clients to understand their financial goals, objectives, risk tolerance, and current financial situation through comprehensive financial analysis.Financial Planning: Develop personalized financial plans that encompass various aspects of a client's financial life, including retirement planning, investment management, tax planning, estate planning, insurance analysis, and education funding.Goal Setting: Help clients establish clear financial goals and create a roadmap to achieve them, considering factors such as time horizon, liquidity needs, and risk tolerance.Investment Advice: Provide recommendations on investment strategies and asset allocation tailored to clients' goals, risk tolerance, and investment timeline.Risk Management: Assess and mitigate financial risks by recommending appropriate insurance coverage, such as life insurance, disability insurance, and long-term care insurance.Tax Planning: Optimize clients' tax efficiency through strategies such as tax-loss harvesting, retirement account contributions, and structuring investments in tax-advantaged accounts.Estate Planning: Collaborate with clients and their legal advisors to develop estate plans that minimize taxes, preserve wealth, and ensure smooth wealth transfer to future generations.Financial Education: Educate clients on financial concepts, investment principles, and market dynamics to empower them to make informed decisions and take control of their financial future.Regular Review: Conduct periodic reviews of clients' financial plans and portfolios to assess progress towards goals, adjust strategies as needed, and incorporate any changes in clients' circumstances or market conditions.Compliance: Ensure compliance with all relevant regulations, laws, and industry standards governing financial planning and advisory services.Business development: lead generation and developing relationships to identify and recruit future clients. Qualifications:Bachelor's degree in finance, economics, accounting, business, or a related field. Advanced degrees such as MBA or Certified Financial Planner (CFP) designation are preferred.Professional certifications, such as CFP, Chartered Financial Analyst (CFA), or Certified Public Accountant (CPA), demonstrating expertise in financial planning and advisory services.Strong analytical skills, attention to detail, and proficiency in financial modeling and planning software.Excellent interpersonal and communication skills, with the ability to build trust and rapport with clients and colleagues.Knowledge of financial markets, investment products, tax regulations, and estate planning principles.Ethical conduct, integrity, and commitment to acting in the best interests of clients.Series 65 or series 66 license.
Client Delivery Consultant - Data Analytics
Convey Health Solutions, Charlotte
Convey is an analytics solution company focused on helping providers and health plans deliver improved financial and medical cost outcomes. Convey's Pareto IntelligenceTM was designed to help our health plan clients solve critical financial and business challenges in a post PPACA (Patient Protection and Affordable Care Act) world.Our Client Advisory Associates are interested in immersing themselves in the areas of advanced data analytics and modeling, with an eye towards solving client problems.This is mostly a remote position with quarterly team meetings.KEY DUTIES AND RESPONSIBILITIESA deep desire to serve clients by helping them interpret the outcomes of advanced analyticsEnsure the security, confidentiality, and integrity of client information for yourself and teamA genuine interest in using our proprietary analytical and visualization tools (Pareto Intelligence) to solve client problems.A need to innovate and translate client ideas and feedback into enhancements to our suite of toolsBeing our client's trustworthy partner to interpret outcomes from our suite of data analytic toolsManaging multiple client engagements and relationships concurrentlyUsing critical thinking skills to create customized analytic interpretations as requested by our clientsProviding live demonstrations and instructing new users on our suite of data analytic tools to current and prospective clientsSignificant collaboration and communication with other technical and non-technical members of the teamShows genuine interest in subject matter and builds rapport with audienceIs charismatic and enthusiastic in knowledge sharing; leaves audiences with a greater understandingDrives multiple data gathering efforts and gains insight for analysis and data interpretations to suggest the root cause of a problem and describes its impactLeads complex analyses and is able to socialize and gain buy-in to specific courses of actionDemonstrates effective use of communication (verbal and written), diagnostic, as well as facilitation skills, when working with clients get mutually agreement of what the need is and solve their problemCan clearly articulate knowledge about the firm to internal and external clientsShows a deep and credible knowledge about the broad capabilities of the function (i.e., clients see individual as trusted advisor who can involve the right resources to solve a problem)Shows advanced understanding of competitors offerings, Client portfolios (for example Medicare Advantage, Medicaid, etc.) and client specific processes, procedures, and regulatory guidelines and new business opportunities to anticipate future changes and develop strategies that provide competitive advantageDemonstrates in-depth grasp of most client portfolios to draw parallels in strategic decisions and account expansionEDUCATION AND EXPERIENCEA Bachelor's Degree in Data Analytics, Economics, Management Information Systems, Finance, Accounting, or other related degrees is preferredDetail-oriented, organized, and able to juggle multiple tasks/projects with minimal supervision.Demonstrated passion, curiosity, flexibility and positive attitude.3 to 7 years of combined Consulting and Data Analytics experienceHealth Plan experience welcomedDemonstrate an analytical mindset with great attention to detail.Excellent analytical skills.Proficiency in using SQL. Athena preferred.Experience with JHub and other coding languages.Experience working with large datasets.
Financial Advisor in Training - Charlotte
Ameriprise Financial, Charlotte
The Financial Advisor in Training position is intended for those who want to become a financial advisor in a team environment. As a Financial Advisor in Training, we provide necessary support to obtain your Series 7 and 66 and life insurance licenses as you start getting exposure to working with clients by scheduling appointments for our financial advising teams. Once you obtain the required licensing, you will be eligible to advance your career by joining an Ameriprise Advisor Center (AAC) financial advising team and working directly with clients on their needs.The Ameriprise Advisor Center (AAC) is a financial advising organization that interacts with its clients over the phone and through web-based meetings. Advisors in the AAC build deep and meaningful relationships and are passionate about helping clients achieve their financial goals through our Confident Retirement approach.Training and Professional Development:We pride ourselves in providing best-in-class training and development to help our employees build the knowledge and skills to be successful financial advisors regardless of previous experience. Our learning pathways, on-the job mentorship and ongoing coaching are designed to help employees understand the products, services, systems, and tools needed to provide high quality advice to clients.The Ameriprise Advisor Center also believes in supporting its advisors' developing expertise within the industry by offering tuition reimbursement and internal support to obtain key designations like the CFP. Our support and training will lay the foundation needed for a rewarding career of helping clients feel more confident about their financial futures.Key ResponsibilitiesSchedule introductory Financial Planning discussions on behalf of Advisor Teams.Schedule product discussions with advisors and product specialists.Enter notes into Client Relationship Management tool to detail interaction.Required QualificationsHigh School diploma or equivalent.Excellent interpersonal, listening and communication skills.Ability to thrive in a fast-paced, metric driven environment.Ability to generate high quality relationships through phone-based conversations.Active SIE, or ability to obtain within the timeframe determined by the Ameriprise Advisor Center. Active Series 7, or ability to obtain the timeframe determined by the Ameriprise Advisor Center. Active State Securities Agent Registration (S63 or S66), or ability to obtain within the timeframe determined by the Ameriprise Advisor Center. Active State IAR Registration (s65 or s66) or ability to obtain within the timeframe determined by the Ameriprise Advisor Center. Active Life/Accident/Health and Variable Contracts insurance license, or ability to obtain within the timeframe determined by the Ameriprise Advisor Center. Preferred QualificationsPost-Secondary DegreeAbout Our CompanyWe're a diversified financial services leader with more than $1 trillion in assets under management and administration. Our team of 20,000 people in more than 20 countries advise, manage and protect the assets and income of more than 2 million individual, small business and institutional clients. We are a long-standing leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial Services, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.Full-Time/Part-TimeFull timeExempt/Non-ExemptNon-ExemptJob Family GroupSalesLine of BusinessAWMBD Advice and Wealth Mgmt and Business DevelopmentPDN-9bd76343-956b-43e9-baff-b2edaa62fc5b
Financial Advisor
Cetera Investors, Charlotte
Position Title: Cetera Investors Financial ProfessionalWhat we need:A Financial Professional that has an existing book of business, willing to deepen relationships while managing existing and new client relationships adopting Cetera's Assets and Tools (RightBridge, Marketing Central, Pentameter, etc.)What you will do:This role maintains an existing book of business, prospects for new opportunities through client referrals, seminars and through community involvement. The Financial Professional is responsible for formulating and implementing advice on their own or through collaboration with Branch Management, Growth Officer, Wholesaling and/or Back Office support. The Financial Professional may also rely on technical specialists to develop product, investment or planning recommendations while using Cetera tools and platforms.What you need:• Bachelor's degree in business, administration, accounting, finance, or similar field of study is preferred• Minimum of three years' experience in the financial services industry with a proven sales track record based on T12 GDC and AUM/AUA• In good standing in current role, with proven sales techniques and ability to close business• Series 7, 63/65 or 66 and Life, Accident & Health Insurance licenses• Strong interpersonal skills• Strong time management and organizational skills• Exhibit strong ethics and a desire to help clients and give them extraordinary service• Must want to grow and develop your business, consistently adding to the firm's assets under management and revenue growth• Must pass criminal and credit background checks and maintain a clean, in good standing U4 with FINRAWhat you should expect:As an Independent 1099 Financial Professional managing one's own Business Practice, there will be support from local Branch leadership, Growth Officer and Home Office employees who are there and willing to help in deepening client relationships and growing the overall book of business, AUM and T12/GDC as a joint effort. There is also support with Teaming/Partnership/Ensemble and Succession Planning.About Cetera Financial Group:Cetera Financial Group® ("Cetera") is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families and company retirement plans across the country through trusted financial advisors and financial institutions. Cetera is an independent financial advisor network and a leading provider of retail services to the investment programs of banks and credit unions.Through its multiple distinct firms, Cetera offers independent and institutions-based advisors the benefits of a large, established broker-dealer and registered investment adviser, while serving advisors and institutions in a way that is customized to their needs and aspirations. Advisor support resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative technology."Cetera Financial Group" refers to the network of retail independent broker-dealers encompassing, among others, Cetera Advisors, Cetera Advisor Networks, Cetera Financial Institutions, Cetera Financial Specialists, and First Allied Securities.Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.Cetera Investors | 400 First St. South, Suite 300 | St. Cloud, MN 56301
Customer Service Specalist
The Judge Group Inc., Charlotte
Location: Charlotte, NCSalary: $33.00 USD Hourly - $35.00 USD HourlyDescription: Customer Service Specialist Location: Charlotte, NCDuration: 6+ MonthsJob Description: As a contingent resource, you will actively participate in low to moderately complex initiatives within the Customer Service domain. Your responsibilities will include identifying opportunities for process improvements, reviewing and analyzing basic or tactical Customer Service assignments, and addressing challenges that require research, evaluation, and alternative selection. You'll be dealing with low-to-medium risk deliverables and presenting recommendations for resolving complex situations. While doing so, you'll exercise independent judgment and develop a deep understanding of function, policies, procedures, and compliance requirements. Additionally, you'll provide essential information to client personnel in the Customer Service department.Required Qualifications:At least 2 years of experience in Customer Service, Financial Services, or Contact Center roles, or equivalent demonstrated expertise through work experience, consulting, training, military service, or education.Work Schedule:Monday to Friday, 7:00 AM to 6:00 PMTraining:30 days of onsite trainingRemote Work:After completing training, you'll work 5 days onsite and 5 days remotely.Job Summary: You'll primarily focus on addressing brokerage complaints from CLIENT customers.Top Skills:Series 7 Certification (Must Be Active): You should have an active Series 7 certification or be within the 2-year window for reactivation.Brokerage Operations Experience: Prior experience in brokerage operations is essential.Customer Service Skills: Strong customer service experience is required.Microsoft Products: Familiarity with Microsoft products is beneficial.Verbal and Written Communication Skills: Excellent communication skills are essential. Contact: [email protected] job and many more are available through The Judge Group. Find us on the web at www.judge.com