Dealer Jobs in New York, NY: 20 Job Openings

Optima Partners is looking for an Associate Consultant to support clients on regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, venture capital, real-estate, credit managers, banks ...

Seabury Aviation Partners together with its FINRA-registered broker-dealer affiliate, Seabury Securities ( Seabury ), is an aviation-focused investment bank, restructuring and consulting advisory firm. Seabury staffs projects with ...

Position Summary The Carlyle Global Capital Markets team works with the Carlyle Private Equity and Global Credit deal teams to provide advisory, structuring, underwriting, and distribution services on publicly syndicated and ...

Prepare monthly, quarterly, and annual income and balance sheet statements, account reconciliations, and various other accounting statements Daily production of account reconciliation and monitoring of other key brokerage ...

Our client is seeking a Compliance professional to join their Legal & Compliance team in providing the following support for their firm's regulated entities in the US and ...

Job Description Shearman & Sterling LLP is seeking a Financial Institutions Advisory Associate, with broker-dealer regulatory experience, in our New York office. Our Financial Institutions Advisory practice focuses on both ...

Conduct credit analyses on broker-dealers, insurance firms, asset managers, and financial institutions, focusing on investment strategy, asset quality, leverage, liquidity, historical performance, portfolio exposures, and risk ...

Position Title: E-Communications Surveillance AnalystDivision: Legal & ComplianceAbout the Role:The Legal & Compliance Department at our client's firm is dedicated ...

Regional Sales Manager, US Health & Medical – Compression (Northeast)Who We AreEssity is a global leader in health and hygiene with our corporate headquarters in Stockholm, Sweden, and North American headquarters ...

The VP- or Director level Credit Risk Analyst - FIG Latam will be primarily responsible for the LatAm Financial Institution's portfolio, which includes banks, broker/ dealers, insurance companies and pension funds. Accordingly, fluency ...